Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, HON WAI
Chinese Name of Relevant Individual
陳漢威
HKMA Registration Number
AA1839
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2017 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2017 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2012 - 19 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2012 - 19 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2003 - 19 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2003 - 19 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Jul 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 17 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 17 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, HON WAI
:
Chinese Name of Relevant Individual
陳漢威
:
HKMA Registration Number
AA1839
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1839
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Mar 2017 - 31 Aug 2021
No
AA1839
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Mar 2017 - 31 Aug 2021
No
AA1839
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Oct 2012 - 19 Feb 2017
No
AA1839
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2012 - 19 Feb 2017
No
AA1839
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jul 2003 - 19 Aug 2012
No
AA1839
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Jul 2003 - 19 Aug 2012
No
AA1839
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
02 Jul 2003 - 21 Mar 2005
No
AA1839
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 17 Jul 2003
No
AA1839
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 17 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.