Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

YUEN, CHUN MAN MANNY

Chinese Name of Relevant Individual

阮振民

HKMA Registration Number

AA1879

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANK JULIUS BAER & CO. LTD.

Regulated Activity

Type 1: dealing in securities

Effective Period

18 Jul 2020 - 17 Nov 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK JULIUS BAER & CO. LTD.

Regulated Activity

Type 4: advising on securities

Effective Period

18 Jul 2020 - 17 Nov 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Jun 2017 - 27 Apr 2020

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

14 Jun 2017 - 27 Apr 2020

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Dec 2014 - 13 Apr 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Dec 2014 - 13 Apr 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 30 Nov 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 30 Nov 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 9: asset management

Effective Period

01 Apr 2003 - 30 Nov 2014

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

YUEN, CHUN MAN MANNY

:

Chinese Name of Relevant Individual

阮振民

:

HKMA Registration Number

AA1879

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1879

BANK JULIUS BAER & CO. LTD.

Type 1: dealing in securities

18 Jul 2020 - 17 Nov 2023

No

AA1879

BANK JULIUS BAER & CO. LTD.

Type 4: advising on securities

18 Jul 2020 - 17 Nov 2023

No

AA1879

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 1: dealing in securities

14 Jun 2017 - 27 Apr 2020

No

AA1879

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 4: advising on securities

14 Jun 2017 - 27 Apr 2020

No

AA1879

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Dec 2014 - 13 Apr 2017

No

AA1879

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Dec 2014 - 13 Apr 2017

No

AA1879

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

01 Apr 2003 - 30 Nov 2014

No

AA1879

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

01 Apr 2003 - 30 Nov 2014

No

AA1879

BANK OF EAST ASIA, LIMITED (THE)

Type 9: asset management

01 Apr 2003 - 30 Nov 2014

No