Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WUN, CHI YUN AGNES
Chinese Name of Relevant Individual
尹芷茵
HKMA Registration Number
AA1933
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENT SECTION
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENT SECTION
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
First date of engagement
13 Jul 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENT SECTION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Effective Date
17 Jan 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
Since 17 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
13 Jul 2019 - 16 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 31 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 31 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WUN, CHI YUN AGNES
:
Chinese Name of Relevant Individual
尹芷茵
:
HKMA Registration Number
AA1933
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 Mar 2025
No
HEAD OF INVESTMENT SECTION
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
22 Mar 2025
No
HEAD OF INVESTMENT SECTION
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
13 Jul 2019
Yes
HEAD OF INVESTMENT SECTION
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BANK OF EAST ASIA, LIMITED (THE)
1
17 Jan 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1933
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 22 Mar 2025
No
AA1933
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 22 Mar 2025
No
AA1933
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
Since 17 Jan 2025
Yes
AA1933
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
13 Jul 2019 - 16 Jan 2025
No
AA1933
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Apr 2003 - 31 Aug 2007
No
AA1933
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Apr 2003 - 31 Aug 2007
No
AA1933
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
01 Apr 2003 - 31 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.