Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TO, KA WOON
Chinese Name of Relevant Individual

杜嘉媛
HKMA Registration Number
AA2076
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 1997
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 1997
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TO, KA WOON
:
Chinese Name of Relevant Individual
杜嘉媛
:
HKMA Registration Number
AA2076
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Sep 1997
No
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Sep 1997
No
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT