Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHEK, MING HON SIMON
Chinese Name of Relevant Individual

石明翰
HKMA Registration Number
AA2136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 May 2006
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
04 May 2006
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHEK, MING HON SIMON
:
Chinese Name of Relevant Individual
石明翰
:
HKMA Registration Number
AA2136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 May 2006
No
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 May 2006
No
MARKETS & SECURITIES SERVICES, MANAGING DIRECTOR