Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

NG, WING KWONG

Chinese Name of Relevant Individual

吳永光

HKMA Registration Number

AA2166

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

TAIWAN COOPERATIVE BANK, LTD.

Regulated Activity

Type 1: dealing in securities

Effective Period

03 Dec 2011 - 15 May 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Jul 2010 - 30 Nov 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

14 Jul 2010 - 30 Nov 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIC KA WAH BANK LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

12 Apr 2007 - 20 Oct 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 05 Mar 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 05 Mar 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Apr 2003 - 05 Mar 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 9: asset management

Effective Period

01 Apr 2003 - 05 Mar 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 10 Jan 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

NG, WING KWONG

:

Chinese Name of Relevant Individual

吳永光

:

HKMA Registration Number

AA2166

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA2166

TAIWAN COOPERATIVE BANK, LTD.

Type 1: dealing in securities

03 Dec 2011 - 15 May 2012

No

AA2166

DBS BANK (HONG KONG) LIMITED

Type 1: dealing in securities

14 Jul 2010 - 30 Nov 2011

No

AA2166

DBS BANK (HONG KONG) LIMITED

Type 4: advising on securities

14 Jul 2010 - 30 Nov 2011

No

AA2166

CITIC KA WAH BANK LIMITED

Type 1: dealing in securities

12 Apr 2007 - 20 Oct 2009

No

AA2166

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

01 Apr 2003 - 05 Mar 2007

No

AA2166

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

01 Apr 2003 - 05 Mar 2007

No

AA2166

BANK OF EAST ASIA, LIMITED (THE)

Type 6: advising on corporate finance

01 Apr 2003 - 05 Mar 2007

No

AA2166

BANK OF EAST ASIA, LIMITED (THE)

Type 9: asset management

01 Apr 2003 - 05 Mar 2007

No

AA2166

BANK OF EAST ASIA, LIMITED (THE)

Type 7: providing automated trading services

01 Apr 2003 - 10 Jan 2005

No