Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KING MAN KEVIN
Chinese Name of Relevant Individual
盧敬文
HKMA Registration Number
AA2254
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2012 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2012 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jul 2012 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
28 Jul 2012 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2004 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jun 2004 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
04 Jun 2004 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KING MAN KEVIN
:
Chinese Name of Relevant Individual
盧敬文
:
HKMA Registration Number
AA2254
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Jul 2012 - 31 Dec 2019
No
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Jul 2012 - 31 Dec 2019
No
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
28 Jul 2012 - 23 Nov 2014
No
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
28 Jul 2012 - 23 Nov 2014
No
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Jun 2004 - 23 Jul 2012
No
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
04 Jun 2004 - 23 Jul 2012
No
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
04 Jun 2004 - 23 Jul 2012
No
AA2254
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Apr 2003 - 23 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.