Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KIT
Chinese Name of Relevant Individual
李傑
HKMA Registration Number
AA2356
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2014 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2014 - 30 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2010 - 07 Mar 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2010 - 07 Mar 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2009 - 25 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2009 - 25 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED COMMERCIAL BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2007 - 08 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED COMMERCIAL BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2007 - 08 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 31 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 31 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 31 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 31 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KIT
:
Chinese Name of Relevant Individual
李傑
:
HKMA Registration Number
AA2356
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2356
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2014 - 30 Apr 2016
No
AA2356
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Oct 2014 - 30 Apr 2016
No
AA2356
EAST WEST BANK
Type 1: dealing in securities
26 May 2010 - 07 Mar 2013
Yes
AA2356
EAST WEST BANK
Type 4: advising on securities
26 May 2010 - 07 Mar 2013
Yes
AA2356
EAST WEST BANK
Type 1: dealing in securities
10 Nov 2009 - 25 May 2010
No
AA2356
EAST WEST BANK
Type 4: advising on securities
10 Nov 2009 - 25 May 2010
No
AA2356
UNITED COMMERCIAL BANK
Type 1: dealing in securities
25 Mar 2007 - 08 Feb 2010
No
AA2356
UNITED COMMERCIAL BANK
Type 4: advising on securities
25 Mar 2007 - 08 Feb 2010
No
AA2356
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Apr 2003 - 31 Aug 2004
No
AA2356
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Apr 2003 - 31 Aug 2004
No
AA2356
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
01 Apr 2003 - 31 Aug 2004
No
AA2356
BANK OF EAST ASIA, LIMITED (THE)
Type 7: providing automated trading services
01 Apr 2003 - 31 Aug 2004
No
AA2356
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
01 Apr 2003 - 31 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.