Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SIU KI,WILLIAM
Chinese Name of Relevant Individual
吳兆祺
HKMA Registration Number
AA2366
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2006 - 27 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2006 - 27 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 14 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SIU KI,WILLIAM
:
Chinese Name of Relevant Individual
吳兆祺
:
HKMA Registration Number
AA2366
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2366
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
03 Feb 2006 - 27 Dec 2018
No
AA2366
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
03 Feb 2006 - 27 Dec 2018
No
AA2366
FORTIS BANK ASIA HK
Type 1: dealing in securities
01 Apr 2003 - 14 Mar 2004
No
AA2366
FORTIS BANK ASIA HK
Type 7: providing automated trading services
01 Apr 2003 - 14 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.