Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHOI YUK
Chinese Name of Relevant Individual
吳彩玉
HKMA Registration Number
AA2369
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2016 - 14 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2016 - 14 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2011 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2011 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2005 - 02 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2005 - 02 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2005 - 09 Oct 2005
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2005 - 09 Oct 2005
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 17 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 17 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 17 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHOI YUK
:
Chinese Name of Relevant Individual
吳彩玉
:
HKMA Registration Number
AA2369
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2369
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
20 Dec 2016 - 14 Aug 2018
No
AA2369
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
20 Dec 2016 - 14 Aug 2018
No
AA2369
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 12 Aug 2016
No
AA2369
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 12 Aug 2016
No
AA2369
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
21 Feb 2011 - 01 Nov 2013
No
AA2369
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
21 Feb 2011 - 01 Nov 2013
No
AA2369
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
10 Oct 2005 - 02 Jun 2010
No
AA2369
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
10 Oct 2005 - 02 Jun 2010
No
AA2369
BELGIAN BANK
Type 1: dealing in securities
18 Jan 2005 - 09 Oct 2005
Yes
AA2369
BELGIAN BANK
Type 4: advising on securities
18 Jan 2005 - 09 Oct 2005
Yes
AA2369
BELGIAN BANK
Type 1: dealing in securities
01 Apr 2003 - 17 Jan 2005
No
AA2369
BELGIAN BANK
Type 4: advising on securities
01 Apr 2003 - 17 Jan 2005
No
AA2369
BELGIAN BANK
Type 7: providing automated trading services
01 Apr 2003 - 17 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.