Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, PATRICIA
Chinese Name of Relevant Individual
李思珮
HKMA Registration Number
AA2392
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2006 - 28 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2006 - 28 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2004 - 18 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2004 - 18 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Mar 2004 - 18 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Mar 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 14 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, PATRICIA
:
Chinese Name of Relevant Individual
李思珮
:
HKMA Registration Number
AA2392
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2392
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jun 2006 - 28 Jan 2009
No
AA2392
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jun 2006 - 28 Jan 2009
No
AA2392
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Aug 2004 - 18 Jun 2006
No
AA2392
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Mar 2004 - 18 Jun 2006
No
AA2392
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Mar 2004 - 18 Jun 2006
No
AA2392
FORTIS BANK ASIA HK
Type 1: dealing in securities
01 Apr 2003 - 14 Mar 2004
No
AA2392
FORTIS BANK ASIA HK
Type 7: providing automated trading services
01 Apr 2003 - 14 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.