Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, KWOK KIT
Chinese Name of Relevant Individual
羅國傑
HKMA Registration Number
AA2399
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING ASSISTANT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING ASSISTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2021 - 17 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2021 - 17 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 02 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 02 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2012 - 17 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2012 - 17 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 25 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 25 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, KWOK KIT
:
Chinese Name of Relevant Individual
羅國傑
:
HKMA Registration Number
AA2399
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Jan 2025
No
MARKETING ASSISTANT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Jan 2025
No
MARKETING ASSISTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2399
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 07 Jan 2025
No
AA2399
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 07 Jan 2025
No
AA2399
DAH SING BANK, LIMITED
Type 1: dealing in securities
26 Mar 2021 - 17 Nov 2024
No
AA2399
DAH SING BANK, LIMITED
Type 4: advising on securities
26 Mar 2021 - 17 Nov 2024
No
AA2399
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jan 2021
No
AA2399
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Jan 2021
No
AA2399
CHONG HING BANK LIMITED
Type 1: dealing in securities
03 Oct 2018 - 02 Dec 2020
No
AA2399
CHONG HING BANK LIMITED
Type 4: advising on securities
03 Oct 2018 - 02 Dec 2020
No
AA2399
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
23 Apr 2012 - 17 Apr 2018
No
AA2399
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
23 Apr 2012 - 17 Apr 2018
No
AA2399
BELGIAN BANK
Type 1: dealing in securities
01 Apr 2003 - 25 Aug 2004
No
AA2399
BELGIAN BANK
Type 7: providing automated trading services
01 Apr 2003 - 25 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.