Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, CHI KWONG DONNY
Chinese Name of Relevant Individual
林志光
HKMA Registration Number
AA2414
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2015 - 03 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2015 - 03 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 03 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2013 - 03 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2008 - 25 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2008 - 25 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2008 - 20 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2008 - 20 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2008 - 13 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2008 - 13 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
04 Jan 2008 - 13 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2006 - 19 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2005 - 04 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2005 - 04 Nov 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2003 - 09 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, CHI KWONG DONNY
:
Chinese Name of Relevant Individual
林志光
:
HKMA Registration Number
AA2414
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2414
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
13 Oct 2015 - 03 May 2018
No
AA2414
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
13 Oct 2015 - 03 May 2018
No
AA2414
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
26 Jul 2013 - 03 Aug 2015
Yes
AA2414
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
26 Jul 2013 - 03 Aug 2015
Yes
AA2414
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
14 Jul 2008 - 25 Jul 2013
No
AA2414
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
14 Jul 2008 - 25 Jul 2013
No
AA2414
CHINA CONSTRUCTION BANK CORPORATION
Type 1: dealing in securities
26 Apr 2008 - 20 May 2008
No
AA2414
CHINA CONSTRUCTION BANK CORPORATION
Type 4: advising on securities
26 Apr 2008 - 20 May 2008
No
AA2414
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 Jan 2008 - 13 Feb 2008
No
AA2414
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 Jan 2008 - 13 Feb 2008
No
AA2414
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
04 Jan 2008 - 13 Feb 2008
No
AA2414
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
15 Feb 2006 - 19 Aug 2007
No
AA2414
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
10 Oct 2005 - 04 Nov 2005
No
AA2414
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
10 Oct 2005 - 04 Nov 2005
No
AA2414
BELGIAN BANK
Type 4: advising on securities
11 Nov 2003 - 09 Oct 2005
No
AA2414
BELGIAN BANK
Type 1: dealing in securities
01 Apr 2003 - 09 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.