Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HUEN PUI
Chinese Name of Relevant Individual
何萱霈
HKMA Registration Number
AA2431
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 May 2017
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
14 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
01 May 2017
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
14 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 14 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 14 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2015 - 10 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2015 - 10 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2008 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2007 - 04 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2005 - 08 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
20 Jun 2005 - 08 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2004 - 18 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HUEN PUI
:
Chinese Name of Relevant Individual
何萱霈
:
HKMA Registration Number
AA2431
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
01 May 2017
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
14 Jul 2018
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 4: advising on securities
01 May 2017
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
14 Jul 2018
No
STAFF OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2431
LGT BANK AG
Type 2: dealing in futures contracts
Since 14 Jul 2018
No
AA2431
LGT BANK AG
Type 5: advising on futures contracts
Since 14 Jul 2018
No
AA2431
LGT BANK AG
Type 1: dealing in securities
Since 01 May 2017
No
AA2431
LGT BANK AG
Type 4: advising on securities
Since 01 May 2017
No
AA2431
ABN AMRO BANK N.V.
Type 1: dealing in securities
13 Jul 2016 - 30 Apr 2017
No
AA2431
ABN AMRO BANK N.V.
Type 4: advising on securities
13 Jul 2016 - 30 Apr 2017
No
AA2431
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Jun 2015 - 10 Jul 2016
No
AA2431
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Jun 2015 - 10 Jul 2016
No
AA2431
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Oct 2014 - 03 Jun 2015
No
AA2431
ABN AMRO BANK N.V.
Type 1: dealing in securities
09 Jul 2014 - 03 Jun 2015
No
AA2431
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2008 - 04 Jul 2014
No
AA2431
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2007 - 04 Jul 2014
No
AA2431
ABN AMRO BANK N.V.
Type 1: dealing in securities
20 Jun 2005 - 08 Dec 2006
No
AA2431
ABN AMRO BANK N.V.
Type 9: asset management
20 Jun 2005 - 08 Dec 2006
No
AA2431
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2004 - 18 Jun 2005
No
AA2431
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2004 - 18 Jun 2005
No
AA2431
BELGIAN BANK
Type 1: dealing in securities
01 Apr 2003 - 26 Sep 2004
No
AA2431
BELGIAN BANK
Type 7: providing automated trading services
01 Apr 2003 - 26 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.