Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, YIN LEI
Chinese Name of Relevant Individual
周燕妮
HKMA Registration Number
AA2441
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2023 - 21 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2023 - 21 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2022 - 18 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2022 - 18 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
08 Mar 2019 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2016 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 20 Sep 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 20 Sep 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, YIN LEI
:
Chinese Name of Relevant Individual
周燕妮
:
HKMA Registration Number
AA2441
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2441
MALAYAN BANKING BERHAD
Type 1: dealing in securities
31 Mar 2023 - 21 Aug 2023
No
AA2441
MALAYAN BANKING BERHAD
Type 4: advising on securities
31 Mar 2023 - 21 Aug 2023
No
AA2441
BANK SINOPAC
Type 1: dealing in securities
18 May 2022 - 18 Jul 2022
No
AA2441
BANK SINOPAC
Type 4: advising on securities
18 May 2022 - 18 Jul 2022
No
AA2441
HONG LEONG BANK BERHAD
Type 9: asset management
08 Mar 2019 - 31 Dec 2019
No
AA2441
HONG LEONG BANK BERHAD
Type 1: dealing in securities
21 May 2016 - 31 Dec 2019
No
AA2441
FORTIS BANK ASIA HK
Type 1: dealing in securities
01 Apr 2003 - 20 Sep 2003
No
AA2441
FORTIS BANK ASIA HK
Type 7: providing automated trading services
01 Apr 2003 - 20 Sep 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.