Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, MAN CHING LEO
Chinese Name of Relevant Individual
周文正
HKMA Registration Number
AA2442
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
22 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2023 - 15 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2023 - 15 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2017 - 24 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2017 - 24 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2014 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2011 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2005 - 01 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
01 Feb 2005 - 01 Jan 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2003 - 03 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2003 - 03 Feb 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 07 Oct 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, MAN CHING LEO
:
Chinese Name of Relevant Individual
周文正
:
HKMA Registration Number
AA2442
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
22 May 2025
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
22 May 2025
No
WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2442
BNP PARIBAS
Type 1: dealing in securities
Since 22 May 2025
No
AA2442
BNP PARIBAS
Type 4: advising on securities
Since 22 May 2025
No
AA2442
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
04 Apr 2023 - 15 Apr 2024
No
AA2442
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
04 Apr 2023 - 15 Apr 2024
No
AA2442
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Sep 2017 - 24 Jun 2020
No
AA2442
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Sep 2017 - 24 Jun 2020
No
AA2442
UBS AG
Type 4: advising on securities
12 Mar 2014 - 20 Nov 2015
No
AA2442
UBS AG
Type 1: dealing in securities
31 Mar 2011 - 20 Nov 2015
No
AA2442
ABN AMRO BANK N.V.
Type 1: dealing in securities
01 Feb 2005 - 01 Jan 2009
No
AA2442
ABN AMRO BANK N.V.
Type 9: asset management
01 Feb 2005 - 01 Jan 2009
No
AA2442
CITIBANK, N.A.
Type 1: dealing in securities
17 Nov 2003 - 03 Feb 2005
No
AA2442
CITIBANK, N.A.
Type 4: advising on securities
17 Nov 2003 - 03 Feb 2005
No
AA2442
FORTIS BANK ASIA HK
Type 1: dealing in securities
01 Apr 2003 - 07 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.