Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YUK SHAN
Chinese Name of Relevant Individual
陳玉珊
HKMA Registration Number
AA2448
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2016 - 16 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2016 - 27 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2007 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2007 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2008 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2008 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2006 - 02 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2006 - 02 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 22 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2005 - 22 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ASIA COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2004 - 04 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ASIA COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 29 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 29 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YUK SHAN
:
Chinese Name of Relevant Individual
陳玉珊
:
HKMA Registration Number
AA2448
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2448
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
14 Jun 2016 - 16 Aug 2019
No
AA2448
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
14 Jun 2016 - 27 Feb 2018
No
AA2448
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2007 - 27 May 2016
No
AA2448
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Aug 2007 - 27 May 2016
No
AA2448
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
01 May 2008 - 12 Oct 2008
No
AA2448
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
01 May 2008 - 12 Oct 2008
No
AA2448
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Dec 2006 - 02 Aug 2007
No
AA2448
BARCLAYS BANK PLC
Type 4: advising on securities
05 Dec 2006 - 02 Aug 2007
No
AA2448
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2005 - 22 Nov 2006
No
AA2448
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2005 - 22 Nov 2006
No
AA2448
ASIA COMMERCIAL BANK LIMITED
Type 1: dealing in securities
09 Mar 2004 - 04 May 2005
No
AA2448
ASIA COMMERCIAL BANK LIMITED
Type 4: advising on securities
09 Mar 2004 - 21 Mar 2005
No
AA2448
FORTIS BANK ASIA HK
Type 1: dealing in securities
01 Apr 2003 - 29 Feb 2004
No
AA2448
FORTIS BANK ASIA HK
Type 7: providing automated trading services
01 Apr 2003 - 29 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.