Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU YEUNG LEUNG, SUK MEN PIERA
Chinese Name of Relevant Individual
歐陽梁淑敏
HKMA Registration Number
AA2457
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2015 - 06 Aug 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2008 - 06 Aug 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
04 Mar 2008 - 06 Aug 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2007 - 03 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
22 Nov 2007 - 03 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2006 - 02 Dec 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2006 - 02 Dec 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 9: asset management
Effective Period
24 Jan 2006 - 02 Dec 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2004 - 23 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2004 - 23 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 9: asset management
Effective Period
01 Jan 2004 - 23 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK ASIA HK
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 31 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU YEUNG LEUNG, SUK MEN PIERA
:
Chinese Name of Relevant Individual
歐陽梁淑敏
:
HKMA Registration Number
AA2457
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2457
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
03 Aug 2015 - 06 Aug 2018
Yes
AA2457
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
04 Mar 2008 - 06 Aug 2018
Yes
AA2457
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
04 Mar 2008 - 06 Aug 2018
Yes
AA2457
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
22 Nov 2007 - 03 Mar 2008
No
AA2457
CREDIT AGRICOLE (SUISSE) SA
Type 9: asset management
22 Nov 2007 - 03 Mar 2008
No
AA2457
FORTIS BANK
Type 1: dealing in securities
24 Jan 2006 - 02 Dec 2007
Yes
AA2457
FORTIS BANK
Type 4: advising on securities
24 Jan 2006 - 02 Dec 2007
Yes
AA2457
FORTIS BANK
Type 9: asset management
24 Jan 2006 - 02 Dec 2007
Yes
AA2457
FORTIS BANK
Type 4: advising on securities
01 Dec 2004 - 23 Jan 2006
No
AA2457
FORTIS BANK
Type 1: dealing in securities
01 Jan 2004 - 23 Jan 2006
No
AA2457
FORTIS BANK
Type 9: asset management
01 Jan 2004 - 23 Jan 2006
No
AA2457
FORTIS BANK ASIA HK
Type 1: dealing in securities
01 Apr 2003 - 31 Dec 2003
No
AA2457
FORTIS BANK ASIA HK
Type 9: asset management
01 Apr 2003 - 31 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.