Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, MICHAEL KWOK WAI
Chinese Name of Relevant Individual
余國煒
HKMA Registration Number
AA2463
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Sep 2008
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR FIXED INCOME SALES NEA
Remarks
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Sep 2008
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR FIXED INCOME SALES NEA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
SFC CE number
AAO746
Business Address
SUITE 1401, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Jun 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2008 - 20 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2008 - 20 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Aug 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, MICHAEL KWOK WAI
:
Chinese Name of Relevant Individual
余國煒
:
HKMA Registration Number
AA2463
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
30 Sep 2008
Yes
EXECUTIVE DIRECTOR FIXED INCOME SALES NEA
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
30 Sep 2008
Yes
EXECUTIVE DIRECTOR FIXED INCOME SALES NEA
Name of Registered Institution
SFC CE number
Business Address
COMMONWEALTH BANK OF AUSTRALIA
AAO746
SUITE 1401, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2463
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
Since 21 Jun 2016
Yes
AA2463
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
Since 21 Jun 2016
Yes
AA2463
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
30 Sep 2008 - 20 Jun 2016
No
AA2463
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
30 Sep 2008 - 20 Jun 2016
No
AA2463
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 7: providing automated trading services
30 Aug 2003 - 06 Jul 2005
No
AA2463
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 06 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.