Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HOI YAN
Chinese Name of Relevant Individual
黃凱欣
HKMA Registration Number
AA2483
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2024 - 25 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2024 - 25 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 14 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Sep 2016 - 14 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 14 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
30 Sep 2016 - 14 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2014 - 24 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2014 - 24 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2013 - 11 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2013 - 11 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HOI YAN
:
Chinese Name of Relevant Individual
黃凱欣
:
HKMA Registration Number
AA2483
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2483
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2024 - 25 Jun 2024
No
AA2483
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2024 - 25 Jun 2024
No
AA2483
LGT BANK AG
Type 1: dealing in securities
30 Sep 2016 - 14 Aug 2020
No
AA2483
LGT BANK AG
Type 2: dealing in futures contracts
30 Sep 2016 - 14 Aug 2020
No
AA2483
LGT BANK AG
Type 4: advising on securities
30 Sep 2016 - 14 Aug 2020
No
AA2483
LGT BANK AG
Type 5: advising on futures contracts
30 Sep 2016 - 14 Aug 2020
No
AA2483
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
18 Mar 2014 - 24 Aug 2016
No
AA2483
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
18 Mar 2014 - 24 Aug 2016
No
AA2483
CREDIT SUISSE AG
Type 1: dealing in securities
12 Apr 2013 - 11 Mar 2014
No
AA2483
CREDIT SUISSE AG
Type 4: advising on securities
12 Apr 2013 - 11 Mar 2014
No
AA2483
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 02 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.