Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
VU, JOHN BAO
Chinese Name of Relevant Individual
HKMA Registration Number
AA2493
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2008 - 13 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2008 - 13 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Oct 2008 - 13 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2004 - 16 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 05 Jul 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
VU, JOHN BAO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA2493
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Oct 2008 - 13 Aug 2009
No
AA2493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Oct 2008 - 13 Aug 2009
No
AA2493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
22 Oct 2008 - 13 Aug 2009
No
AA2493
UBS AG
Type 1: dealing in securities
07 Jul 2004 - 16 Jun 2008
No
AA2493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 05 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.