Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSO, KIT YEE
Chinese Name of Relevant Individual
曹潔儀
HKMA Registration Number
AA2495
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2013 - 08 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
23 Apr 2013 - 08 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2012 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2011 - 08 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
07 Oct 2011 - 08 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 05 Oct 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSO, KIT YEE
:
Chinese Name of Relevant Individual
曹潔儀
:
HKMA Registration Number
AA2495
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2495
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Apr 2013 - 08 Sep 2019
No
AA2495
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
23 Apr 2013 - 08 Sep 2019
No
AA2495
UBS AG
Type 1: dealing in securities
02 Feb 2012 - 06 May 2012
No
AA2495
ABN AMRO BANK N.V.
Type 1: dealing in securities
07 Oct 2011 - 08 Nov 2011
No
AA2495
ABN AMRO BANK N.V.
Type 9: asset management
07 Oct 2011 - 08 Nov 2011
No
AA2495
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 05 Oct 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.