Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, CHAK LAM CALVIN
Chinese Name of Relevant Individual
謝澤林
HKMA Registration Number
AA2497
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2016 - 15 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2012 - 22 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2012 - 22 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2009 - 03 Nov 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2009 - 03 Nov 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2008 - 08 Apr 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Apr 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, CHAK LAM CALVIN
:
Chinese Name of Relevant Individual
謝澤林
:
HKMA Registration Number
AA2497
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2497
CREDIT SUISSE AG
Type 1: dealing in securities
18 May 2016 - 15 Aug 2017
No
AA2497
CREDIT SUISSE AG
Type 4: advising on securities
18 May 2016 - 15 Aug 2017
No
AA2497
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
04 May 2012 - 22 Aug 2014
No
AA2497
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
04 May 2012 - 22 Aug 2014
No
AA2497
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
21 Aug 2009 - 03 Nov 2009
Yes
AA2497
WESTPAC BANKING CORPORATION
Type 4: advising on securities
21 Aug 2009 - 03 Nov 2009
Yes
AA2497
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Apr 2008 - 08 Apr 2009
Yes
AA2497
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 28 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.