Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SMITH, PAUL RUSSELL
Chinese Name of Relevant Individual
HKMA Registration Number
AA2522
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2011 - 19 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2011 - 19 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2011 - 19 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2011 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2011 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jan 2011 - 07 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Sep 2009 - 31 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2006 - 31 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2006 - 31 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Mar 2009 - 02 Sep 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jul 2006 - 01 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 15 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SMITH, PAUL RUSSELL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA2522
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2522
STANDARD BANK PLC
Type 1: dealing in securities
01 Aug 2011 - 19 Dec 2012
No
AA2522
STANDARD BANK PLC
Type 4: advising on securities
01 Aug 2011 - 19 Dec 2012
No
AA2522
STANDARD BANK PLC
Type 6: advising on corporate finance
01 Aug 2011 - 19 Dec 2012
No
AA2522
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
05 Jan 2011 - 07 Sep 2011
No
AA2522
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
05 Jan 2011 - 07 Sep 2011
No
AA2522
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
05 Jan 2011 - 07 Sep 2011
No
AA2522
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
05 Sep 2009 - 31 Dec 2010
No
AA2522
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
27 May 2006 - 31 Dec 2010
No
AA2522
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
27 May 2006 - 31 Dec 2010
No
AA2522
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
02 Mar 2009 - 02 Sep 2009
Yes
AA2522
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
01 Jul 2006 - 01 Mar 2009
No
AA2522
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 15 Sep 2004
No
AA2522
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Apr 2003 - 15 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.