Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHARMA, VINEET KULBANDHU
Chinese Name of Relevant Individual
HKMA Registration Number
AA2527
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2012 - 21 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2010 - 20 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2004 - 14 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 29 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHARMA, VINEET KULBANDHU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA2527
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2527
BARCLAYS BANK PLC
Type 4: advising on securities
21 Mar 2012 - 21 Apr 2016
Yes
AA2527
BARCLAYS BANK PLC
Type 4: advising on securities
06 Aug 2010 - 20 Mar 2012
No
AA2527
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
23 Mar 2004 - 14 May 2010
No
AA2527
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Apr 2003 - 29 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.