Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OR, TIN KIT FRANCIS
Chinese Name of Relevant Individual
柯天傑
HKMA Registration Number
AA2540
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTLB AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2004 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTLB AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Feb 2004 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 20 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 20 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OR, TIN KIT FRANCIS
:
Chinese Name of Relevant Individual
柯天傑
:
HKMA Registration Number
AA2540
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2540
WESTLB AG
Type 4: advising on securities
17 Feb 2004 - 23 May 2004
No
AA2540
WESTLB AG
Type 6: advising on corporate finance
17 Feb 2004 - 23 May 2004
No
AA2540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 20 Nov 2003
No
AA2540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Apr 2003 - 20 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.