Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OR, FRANK KING HON
Chinese Name of Relevant Individual
柯景瀚
HKMA Registration Number
AA2541
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2005 - 22 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2005 - 22 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Dec 2003 - 20 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 20 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OR, FRANK KING HON
:
Chinese Name of Relevant Individual
柯景瀚
:
HKMA Registration Number
AA2541
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2541
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Mar 2005 - 22 Mar 2010
No
AA2541
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Mar 2005 - 22 Mar 2010
No
AA2541
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 7: providing automated trading services
03 Dec 2003 - 20 Jan 2005
No
AA2541
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 20 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.