Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MALHOTRA, ASHISH
Chinese Name of Relevant Individual
HKMA Registration Number
AA2561
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS
Remarks
Engage in the regulated activity until 18 Jun 2026
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS
Remarks
Engage in the regulated activity until 18 Jun 2026
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 16 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2026 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2026 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Apr 2026 - 10 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2025 - 05 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2025 - 05 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Nov 2025 - 05 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2025 - 01 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jul 2025 - 01 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2025 - 20 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Mar 2025 - 20 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2025 - 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jan 2025 - 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2024 - 29 Nov 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 95
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MALHOTRA, ASHISH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA2561
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jun 2026
No
CAPITAL MARKETS
Engage in the regulated activity until 18 Jun 2026
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 Jun 2026
No
CAPITAL MARKETS
Engage in the regulated activity until 18 Jun 2026
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 16 Jun 2026
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 16 Jun 2026
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2026 - 10 Apr 2026
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Apr 2026 - 10 Apr 2026
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
08 Apr 2026 - 10 Apr 2026
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2025 - 05 Nov 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2025 - 05 Nov 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Nov 2025 - 05 Nov 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jul 2025 - 01 Aug 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Jul 2025 - 01 Aug 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2025 - 20 Mar 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Mar 2025 - 20 Mar 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jan 2025 - 22 Jan 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Jan 2025 - 22 Jan 2025
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2024 - 29 Nov 2024
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Nov 2024 - 29 Nov 2024
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jun 2024 - 14 Jun 2024
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 Jun 2024 - 14 Jun 2024
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2024 - 03 Feb 2024
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Jan 2024 - 03 Feb 2024
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Sep 2023 - 09 Sep 2023
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Sep 2023 - 09 Sep 2023
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2023 - 18 Mar 2023
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2023 - 18 Mar 2023
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Mar 2023 - 18 Mar 2023
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Oct 2022 - 21 Oct 2022
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Oct 2022 - 21 Oct 2022
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Oct 2022 - 21 Oct 2022
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2020 - 22 Jan 2020
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2020 - 22 Jan 2020
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Jan 2020 - 22 Jan 2020
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2019 - 30 Oct 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2019 - 30 Oct 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Oct 2019 - 30 Oct 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Sep 2019 - 11 Sep 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Sep 2019 - 11 Sep 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Sep 2019 - 11 Sep 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2019 - 19 Jun 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jun 2019 - 19 Jun 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Jun 2019 - 19 Jun 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Apr 2019 - 16 Apr 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Apr 2019 - 16 Apr 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Apr 2019 - 16 Apr 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2019 - 28 Feb 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2019 - 28 Feb 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Feb 2019 - 28 Feb 2019
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2018 - 12 Dec 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2018 - 12 Dec 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Dec 2018 - 12 Dec 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Oct 2018 - 05 Oct 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Oct 2018 - 05 Oct 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
03 Oct 2018 - 05 Oct 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Aug 2018 - 24 Aug 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Aug 2018 - 24 Aug 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Aug 2018 - 24 Aug 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jun 2018 - 29 Jun 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jun 2018 - 29 Jun 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Jun 2018 - 29 Jun 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2018 - 01 Mar 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2018 - 01 Mar 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Feb 2018 - 01 Mar 2018
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Oct 2017 - 20 Oct 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Oct 2017 - 20 Oct 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Oct 2017 - 20 Oct 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jun 2017 - 07 Jun 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jun 2017 - 07 Jun 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Jun 2017 - 07 Jun 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2017 - 11 Apr 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2017 - 11 Apr 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Apr 2017 - 11 Apr 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2017 - 20 Jan 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2017 - 20 Jan 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Jan 2017 - 20 Jan 2017
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2016 - 14 Oct 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Oct 2016 - 14 Oct 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Oct 2016 - 14 Oct 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2016 - 30 Jun 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2016 - 30 Jun 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Jun 2016 - 30 Jun 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 May 2016 - 19 May 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 May 2016 - 19 May 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 May 2016 - 19 May 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2016 - 30 Jan 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2016 - 30 Jan 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Jan 2016 - 30 Jan 2016
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2015 - 25 Oct 2015
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2015 - 25 Oct 2015
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 Oct 2015 - 25 Oct 2015
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2013 - 02 Aug 2015
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2013 - 02 Aug 2015
No
AA2561
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Jul 2013 - 02 Aug 2015
No
AA2561
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
14 Mar 2009 - 09 Apr 2013
No
AA2561
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
14 Mar 2009 - 09 Apr 2013
No
AA2561
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
14 Mar 2009 - 09 Apr 2013
No
AA2561
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 10 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.