Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KIT MAN
Chinese Name of Relevant Individual
李潔雯
HKMA Registration Number
AA2584
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2021 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Feb 2021 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 22 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 22 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2012 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2012 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2008 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2008 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AIG PRIVATE BANK LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2007 - 25 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AIG PRIVATE BANK LTD
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2007 - 25 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2005 - 01 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KIT MAN
:
Chinese Name of Relevant Individual
李潔雯
:
HKMA Registration Number
AA2584
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
07 Jun 2024
No
PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
07 Jun 2024
No
PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2584
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 07 Jun 2024
No
AA2584
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 07 Jun 2024
No
AA2584
CREDIT SUISSE AG
Type 1: dealing in securities
10 Feb 2021 - 31 May 2024
No
AA2584
CREDIT SUISSE AG
Type 4: advising on securities
10 Feb 2021 - 31 May 2024
No
AA2584
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 22 Jan 2021
No
AA2584
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 22 Jan 2021
No
AA2584
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
16 Aug 2016 - 30 Sep 2016
No
AA2584
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
16 Aug 2016 - 30 Sep 2016
No
AA2584
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
07 Aug 2012 - 15 Aug 2014
No
AA2584
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
07 Aug 2012 - 15 Aug 2014
No
AA2584
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
31 Jan 2008 - 15 Mar 2012
No
AA2584
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
31 Jan 2008 - 15 Mar 2012
No
AA2584
AIG PRIVATE BANK LTD
Type 1: dealing in securities
10 Jul 2007 - 25 Sep 2007
No
AA2584
AIG PRIVATE BANK LTD
Type 4: advising on securities
10 Jul 2007 - 25 Sep 2007
No
AA2584
UBS AG
Type 1: dealing in securities
26 Apr 2005 - 01 Sep 2006
No
AA2584
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 10 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.