Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, KEVIN KWOK CHING
Chinese Name of Relevant Individual
羅國正
HKMA Registration Number
AA2589
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2011 - 11 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Dec 2011 - 11 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2011 - 02 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2011 - 02 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 May 2011 - 02 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 24 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, KEVIN KWOK CHING
:
Chinese Name of Relevant Individual
羅國正
:
HKMA Registration Number
AA2589
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2589
BNP PARIBAS
Type 1: dealing in securities
15 Dec 2011 - 11 Nov 2021
No
AA2589
BNP PARIBAS
Type 6: advising on corporate finance
15 Dec 2011 - 11 Nov 2021
No
AA2589
UNICREDIT BANK AG
Type 4: advising on securities
10 Jun 2011 - 02 Sep 2011
No
AA2589
UNICREDIT BANK AG
Type 1: dealing in securities
14 May 2011 - 02 Sep 2011
No
AA2589
UNICREDIT BANK AG
Type 6: advising on corporate finance
14 May 2011 - 02 Sep 2011
No
AA2589
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 24 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.