Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JENKINS, ERIC CARTER
Chinese Name of Relevant Individual
章成龍
HKMA Registration Number
AA2603
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2021 - 28 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2021 - 28 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Nov 2021 - 28 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 10 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 10 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JENKINS, ERIC CARTER
:
Chinese Name of Relevant Individual
章成龍
:
HKMA Registration Number
AA2603
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2603
KDB ASIA LIMITED
Type 1: dealing in securities
08 Nov 2021 - 28 Aug 2023
Yes
AA2603
KDB ASIA LIMITED
Type 4: advising on securities
08 Nov 2021 - 28 Aug 2023
Yes
AA2603
KDB ASIA LIMITED
Type 6: advising on corporate finance
08 Nov 2021 - 28 Aug 2023
Yes
AA2603
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 10 Jan 2005
No
AA2603
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Apr 2003 - 10 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.