Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, OI YEE MARGARET
Chinese Name of Relevant Individual
何靄儀
HKMA Registration Number
AA2612
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2017 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
23 Sep 2017 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2016 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2016 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2004 - 26 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2004 - 26 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2004 - 03 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 01 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, OI YEE MARGARET
:
Chinese Name of Relevant Individual
何靄儀
:
HKMA Registration Number
AA2612
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2612
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Sep 2017 - 28 Feb 2022
No
AA2612
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
23 Sep 2017 - 28 Feb 2022
No
AA2612
CREDIT SUISSE AG
Type 1: dealing in securities
12 Aug 2016 - 09 Sep 2016
No
AA2612
CREDIT SUISSE AG
Type 4: advising on securities
12 Aug 2016 - 09 Sep 2016
No
AA2612
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2004 - 26 Apr 2005
No
AA2612
N. M. ROTHSCHILD & SONS (HONG KONG) LIMITED
Type 4: advising on securities
24 Sep 2004 - 26 Apr 2005
No
AA2612
SOCIETE GENERALE
Type 1: dealing in securities
22 Jan 2004 - 03 Sep 2004
No
AA2612
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 01 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.