Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, WAI LAM JERRY
Chinese Name of Relevant Individual
蔡偉霖
HKMA Registration Number
AA2635
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2012 - 14 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2012 - 14 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2010 - 15 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2010 - 15 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2007 - 19 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2007 - 19 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2008 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2008 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK
Regulated Activity
Type 9: asset management
Effective Period
23 Sep 2006 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2005 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 03 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, WAI LAM JERRY
:
Chinese Name of Relevant Individual
蔡偉霖
:
HKMA Registration Number
AA2635
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2635
EAST WEST BANK
Type 1: dealing in securities
24 Oct 2012 - 14 Mar 2013
No
AA2635
EAST WEST BANK
Type 4: advising on securities
24 Oct 2012 - 14 Mar 2013
No
AA2635
CREDIT SUISSE AG
Type 1: dealing in securities
12 May 2010 - 15 Apr 2012
No
AA2635
CREDIT SUISSE AG
Type 4: advising on securities
12 May 2010 - 15 Apr 2012
No
AA2635
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 May 2007 - 19 Apr 2010
No
AA2635
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 May 2007 - 19 Apr 2010
No
AA2635
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
01 May 2008 - 12 Oct 2008
No
AA2635
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
01 May 2008 - 12 Oct 2008
No
AA2635
EFG BANK
Type 9: asset management
23 Sep 2006 - 31 May 2007
No
AA2635
EFG BANK
Type 1: dealing in securities
13 Apr 2005 - 31 May 2007
No
AA2635
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 03 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.