Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, CHING YEE
Chinese Name of Relevant Individual
HKMA Registration Number
AA2641
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2015 - 03 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 Sep 2015 - 03 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2015 - 03 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 Sep 2015 - 03 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2008 - 18 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AIG PRIVATE BANK LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2007 - 22 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AIG PRIVATE BANK LTD
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2007 - 22 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2005 - 30 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2004 - 09 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2004 - 09 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2004 - 17 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 21 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, CHING YEE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA2641
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2641
LGT BANK AG
Type 1: dealing in securities
01 Sep 2015 - 03 May 2022
No
AA2641
LGT BANK AG
Type 2: dealing in futures contracts
01 Sep 2015 - 03 May 2022
No
AA2641
LGT BANK AG
Type 4: advising on securities
01 Sep 2015 - 03 May 2022
No
AA2641
LGT BANK AG
Type 5: advising on futures contracts
01 Sep 2015 - 03 May 2022
No
AA2641
EFG BANK AG
Type 1: dealing in securities
11 Sep 2008 - 18 Feb 2014
No
AA2641
AIG PRIVATE BANK LTD
Type 1: dealing in securities
14 Feb 2007 - 22 Jul 2008
No
AA2641
AIG PRIVATE BANK LTD
Type 4: advising on securities
14 Feb 2007 - 22 Jul 2008
No
AA2641
EFG BANK
Type 1: dealing in securities
31 Mar 2005 - 30 Jul 2006
No
AA2641
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
21 Jun 2004 - 09 Mar 2005
No
AA2641
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
21 Jun 2004 - 09 Mar 2005
No
AA2641
SOCIETE GENERALE
Type 1: dealing in securities
23 Apr 2004 - 17 Jun 2004
No
AA2641
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2003 - 21 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.