Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, WAI MING
Chinese Name of Relevant Individual
李偉明
HKMA Registration Number
AA2785
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2016 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2016 - 23 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2004 - 31 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 May 2004 - 31 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2005 - 25 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2005 - 25 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2005 - 25 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2005 - 25 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2005 - 25 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jul 2005 - 25 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2003 - 18 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2003 - 18 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jul 2003 - 18 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Jul 2003 - 18 Dec 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
21 Jul 2003 - 18 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, WAI MING
:
Chinese Name of Relevant Individual
李偉明
:
HKMA Registration Number
AA2785
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2785
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Nov 2016 - 23 Jul 2019
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Nov 2016 - 23 Jul 2019
No
AA2785
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 May 2004 - 31 Jul 2005
No
AA2785
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 May 2004 - 31 Jul 2005
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jul 2005 - 25 Jul 2005
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jul 2005 - 25 Jul 2005
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 Jul 2005 - 25 Jul 2005
No
AA2785
DBS BANK LTD.
Type 1: dealing in securities
08 Jul 2005 - 25 Jul 2005
No
AA2785
DBS BANK LTD.
Type 4: advising on securities
08 Jul 2005 - 25 Jul 2005
No
AA2785
DBS BANK LTD.
Type 6: advising on corporate finance
08 Jul 2005 - 25 Jul 2005
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2003 - 18 Dec 2003
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2003 - 18 Dec 2003
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Jul 2003 - 18 Dec 2003
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
21 Jul 2003 - 18 Dec 2003
No
AA2785
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
21 Jul 2003 - 18 Dec 2003
No
AA2785
DBS KWONG ON BANK, LIMITED
Type 1: dealing in securities
01 Apr 2003 - 20 Jul 2003
No
AA2785
DBS KWONG ON BANK, LIMITED
Type 4: advising on securities
01 Apr 2003 - 20 Jul 2003
No
AA2785
DBS KWONG ON BANK, LIMITED
Type 6: advising on corporate finance
01 Apr 2003 - 20 Jul 2003
No
AA2785
DBS KWONG ON BANK, LIMITED
Type 9: asset management
01 Apr 2003 - 20 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.