Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHUN WAI
Chinese Name of Relevant Individual
李振蔚
HKMA Registration Number
AA2794
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2011 - 23 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2010 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
17 Apr 2010 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2007 - 26 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2007 - 26 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2006 - 26 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2006 - 26 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2005 - 19 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2005 - 19 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2005 - 14 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2005 - 14 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
20 Jan 2005 - 14 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2003 - 06 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2003 - 06 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
04 Jul 2003 - 06 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHUN WAI
:
Chinese Name of Relevant Individual
李振蔚
:
HKMA Registration Number
AA2794
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2794
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Feb 2011 - 23 Dec 2022
No
AA2794
HONG LEONG BANK BERHAD
Type 1: dealing in securities
17 Apr 2010 - 31 Jan 2011
No
AA2794
HONG LEONG BANK BERHAD
Type 9: asset management
17 Apr 2010 - 31 Jan 2011
No
AA2794
DBS BANK LTD.
Type 1: dealing in securities
07 Mar 2007 - 26 Mar 2010
No
AA2794
DBS BANK LTD.
Type 4: advising on securities
07 Mar 2007 - 26 Mar 2010
No
AA2794
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2006 - 26 Mar 2010
No
AA2794
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2006 - 26 Mar 2010
No
AA2794
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2005 - 19 Jan 2006
No
AA2794
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2005 - 19 Jan 2006
No
AA2794
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jan 2005 - 14 Mar 2005
No
AA2794
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jan 2005 - 14 Mar 2005
No
AA2794
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
20 Jan 2005 - 14 Mar 2005
No
AA2794
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jul 2003 - 06 Jan 2005
No
AA2794
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jul 2003 - 06 Jan 2005
No
AA2794
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
04 Jul 2003 - 06 Jan 2005
No
AA2794
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 06 Jan 2005
No
AA2794
DBS KWONG ON BANK, LIMITED
Type 1: dealing in securities
01 Apr 2003 - 20 Jul 2003
No
AA2794
DBS KWONG ON BANK, LIMITED
Type 4: advising on securities
01 Apr 2003 - 20 Jul 2003
No
AA2794
DBS KWONG ON BANK, LIMITED
Type 9: asset management
01 Apr 2003 - 20 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.