Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, WING SHAN
Chinese Name of Relevant Individual
葉詠珊
HKMA Registration Number
AA2833
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2017 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2017 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2014 - 22 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2014 - 22 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2010 - 06 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2010 - 06 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2009 - 23 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2009 - 23 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2003 - 03 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2003 - 03 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Jun 2003 - 03 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jun 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS KWONG ON BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 May 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS KWONG ON BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 31 May 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, WING SHAN
:
Chinese Name of Relevant Individual
葉詠珊
:
HKMA Registration Number
AA2833
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2833
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
30 Jun 2017 - 12 Nov 2017
No
AA2833
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
30 Jun 2017 - 12 Nov 2017
No
AA2833
UBS AG
Type 1: dealing in securities
15 Apr 2014 - 22 Apr 2015
No
AA2833
UBS AG
Type 4: advising on securities
15 Apr 2014 - 22 Apr 2015
No
AA2833
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
01 Mar 2010 - 06 Aug 2010
No
AA2833
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
01 Mar 2010 - 06 Aug 2010
No
AA2833
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Nov 2009 - 23 Feb 2010
No
AA2833
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
20 Nov 2009 - 23 Feb 2010
No
AA2833
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jun 2003 - 03 Dec 2008
No
AA2833
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jun 2003 - 03 Dec 2008
No
AA2833
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Jun 2003 - 03 Dec 2008
No
AA2833
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Jun 2003 - 21 Mar 2005
No
AA2833
DBS KWONG ON BANK, LIMITED
Type 1: dealing in securities
01 Apr 2003 - 31 May 2003
No
AA2833
DBS KWONG ON BANK, LIMITED
Type 4: advising on securities
01 Apr 2003 - 31 May 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.