Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YEE CHUI CANDICE
Chinese Name of Relevant Individual
何綺翠
HKMA Registration Number
AA2840
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2018 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2018 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2012 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2012 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2016 - 23 Apr 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2016 - 23 Apr 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2011 - 20 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2011 - 20 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2010 - 23 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2010 - 23 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2009 - 22 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2008 - 22 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2007 - 22 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2006 - 31 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2006 - 31 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YEE CHUI CANDICE
:
Chinese Name of Relevant Individual
何綺翠
:
HKMA Registration Number
AA2840
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2840
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2018 - 30 Sep 2021
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Apr 2018 - 30 Sep 2021
No
AA2840
DBS BANK LTD.
Type 1: dealing in securities
27 Sep 2012 - 30 Sep 2021
No
AA2840
DBS BANK LTD.
Type 4: advising on securities
27 Sep 2012 - 30 Sep 2021
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Mar 2016 - 23 Apr 2018
Yes
AA2840
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Mar 2016 - 23 Apr 2018
Yes
AA2840
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jun 2011 - 20 Mar 2016
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jun 2011 - 20 Mar 2016
No
AA2840
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
20 Mar 2010 - 23 Sep 2010
No
AA2840
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
20 Mar 2010 - 23 Sep 2010
No
AA2840
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
09 Oct 2009 - 22 Mar 2010
No
AA2840
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
04 Jul 2008 - 22 Mar 2010
No
AA2840
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
10 Apr 2007 - 22 Mar 2010
No
AA2840
DBS BANK LTD.
Type 1: dealing in securities
10 May 2006 - 31 Mar 2007
No
AA2840
DBS BANK LTD.
Type 4: advising on securities
10 May 2006 - 31 Mar 2007
No
AA2840
DBS BANK LTD.
Type 6: advising on corporate finance
10 May 2006 - 31 Mar 2007
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2006 - 31 Mar 2007
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Mar 2006 - 31 Mar 2007
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Mar 2006 - 31 Mar 2007
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2003 - 22 Mar 2006
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2003 - 22 Mar 2006
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Jul 2003 - 22 Mar 2006
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
21 Jul 2003 - 28 Apr 2005
No
AA2840
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
21 Jul 2003 - 21 Mar 2005
No
AA2840
DBS KWONG ON BANK, LIMITED
Type 1: dealing in securities
01 Apr 2003 - 20 Jul 2003
No
AA2840
DBS KWONG ON BANK, LIMITED
Type 4: advising on securities
01 Apr 2003 - 20 Jul 2003
No
AA2840
DBS KWONG ON BANK, LIMITED
Type 6: advising on corporate finance
01 Apr 2003 - 20 Jul 2003
No
AA2840
DBS KWONG ON BANK, LIMITED
Type 9: asset management
01 Apr 2003 - 20 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.