Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SIU MAN
Chinese Name of Relevant Individual
何兆文
HKMA Registration Number
AA2842
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2011 - 15 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2010 - 03 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2010 - 03 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2008 - 31 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2008 - 31 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2003 - 02 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2003 - 02 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 May 2003 - 10 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS KWONG ON BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS KWONG ON BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SIU MAN
:
Chinese Name of Relevant Individual
何兆文
:
HKMA Registration Number
AA2842
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2842
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Mar 2011 - 15 Apr 2026
No
AA2842
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Nov 2010 - 03 Jan 2011
No
AA2842
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Nov 2010 - 03 Jan 2011
No
AA2842
MEVAS BANK LIMITED
Type 1: dealing in securities
19 Dec 2008 - 31 Oct 2010
No
AA2842
MEVAS BANK LIMITED
Type 4: advising on securities
19 Dec 2008 - 31 Oct 2010
No
AA2842
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 May 2003 - 02 Sep 2008
No
AA2842
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 May 2003 - 02 Sep 2008
No
AA2842
BANK OF COMMUNICATIONS
Type 7: providing automated trading services
11 May 2003 - 10 Jun 2004
No
AA2842
DBS KWONG ON BANK, LIMITED
Type 1: dealing in securities
01 Apr 2003 - 06 Apr 2003
No
AA2842
DBS KWONG ON BANK, LIMITED
Type 4: advising on securities
01 Apr 2003 - 06 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.