Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, HO YAN
Chinese Name of Relevant Individual
容可茵
HKMA Registration Number
AA2912
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Mar 2009
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Mar 2009
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2006 - 28 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2006 - 28 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2003 - 01 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2003 - 01 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 9: asset management
Effective Period
05 Jun 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 Jun 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 15 Jun 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 15 Jun 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 15 Jun 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, HO YAN
:
Chinese Name of Relevant Individual
容可茵
:
HKMA Registration Number
AA2912
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021
No
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021
No
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 1: dealing in securities
01 Mar 2009
No
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
01 Mar 2009
No
GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2912
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Jan 2021
No
AA2912
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Jan 2021
No
AA2912
DBS BANK LTD.
Type 1: dealing in securities
Since 01 Mar 2009
No
AA2912
DBS BANK LTD.
Type 4: advising on securities
Since 01 Mar 2009
No
AA2912
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Feb 2006 - 28 Feb 2009
No
AA2912
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Feb 2006 - 28 Feb 2009
No
AA2912
DBS BANK LTD.
Type 1: dealing in securities
05 Jun 2003 - 01 Feb 2006
No
AA2912
DBS BANK LTD.
Type 4: advising on securities
05 Jun 2003 - 01 Feb 2006
No
AA2912
DBS BANK LTD.
Type 9: asset management
05 Jun 2003 - 21 Mar 2005
No
AA2912
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 15 Jun 2003
No
AA2912
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 15 Jun 2003
No
AA2912
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 15 Jun 2003
No
AA2912
DAO HENG BANK LIMITED
Type 9: asset management
01 Apr 2003 - 15 Jun 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.