Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, WAI SING VINCENT
Chinese Name of Relevant Individual
余偉成
HKMA Registration Number
AA2921
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2006 - 01 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
24 Mar 2005 - 23 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2005 - 23 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2005 - 23 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 01 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 01 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 01 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, WAI SING VINCENT
:
Chinese Name of Relevant Individual
余偉成
:
HKMA Registration Number
AA2921
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2921
ABN AMRO BANK N.V.
Type 1: dealing in securities
26 May 2006 - 01 Feb 2007
No
AA2921
AMERICAN EXPRESS BANK LIMITED
Type 9: asset management
24 Mar 2005 - 23 Sep 2005
No
AA2921
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
02 Mar 2005 - 23 Sep 2005
No
AA2921
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
02 Mar 2005 - 23 Sep 2005
No
AA2921
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 01 Jan 2005
No
AA2921
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 01 Jan 2005
No
AA2921
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 01 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.