Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, PUI SHAN
Chinese Name of Relevant Individual
余佩珊
HKMA Registration Number
AA2923
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2006 - 08 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2006 - 08 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2005 - 12 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 19 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 19 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 19 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, PUI SHAN
:
Chinese Name of Relevant Individual
余佩珊
:
HKMA Registration Number
AA2923
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2923
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2006 - 08 Apr 2013
No
AA2923
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2006 - 08 Apr 2013
No
AA2923
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
03 Feb 2005 - 12 Sep 2006
No
AA2923
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 19 Jan 2005
No
AA2923
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 19 Jan 2005
No
AA2923
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 19 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.