Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, HOI YAN
Chinese Name of Relevant Individual
姚凱欣
HKMA Registration Number
AA2930
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2011 - 02 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2008 - 02 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jan 2008 - 24 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2007 - 12 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2007 - 12 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, HOI YAN
:
Chinese Name of Relevant Individual
姚凱欣
:
HKMA Registration Number
AA2930
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2930
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Dec 2011 - 02 Sep 2024
No
AA2930
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jan 2008 - 02 Sep 2024
No
AA2930
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Jan 2008 - 24 Feb 2020
No
AA2930
ABN AMRO BANK N.V.
Type 4: advising on securities
20 Sep 2007 - 12 Dec 2007
No
AA2930
ABN AMRO BANK N.V.
Type 1: dealing in securities
02 Aug 2007 - 12 Dec 2007
No
AA2930
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 15 Jul 2007
No
AA2930
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 15 Jul 2007
No
AA2930
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.