Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, MIU KWAN ANDREW
Chinese Name of Relevant Individual
楊苗軍
HKMA Registration Number
AA2941
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Mar 2019
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Mar 2019
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
SFC CE number
AAI670
Business Address
33/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2015 - 15 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2015 - 15 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2010 - 13 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2008 - 30 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2008 - 30 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2005 - 01 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2005 - 01 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2003 - 14 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2003 - 14 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA (ASIA) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Nov 2003 - 06 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 02 Nov 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 02 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, MIU KWAN ANDREW
:
Chinese Name of Relevant Individual
楊苗軍
:
HKMA Registration Number
AA2941
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
26 Mar 2019
No
PERSONAL BANKING
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
26 Mar 2019
No
PERSONAL BANKING
Name of Registered Institution
SFC CE number
Business Address
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
AAI670
33/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2941
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
Since 26 Mar 2019
No
AA2941
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
Since 26 Mar 2019
No
AA2941
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Oct 2015 - 15 Jan 2019
No
AA2941
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Oct 2015 - 15 Jan 2019
No
AA2941
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
25 May 2010 - 13 Sep 2015
No
AA2941
CHONG HING BANK LIMITED
Type 1: dealing in securities
27 Aug 2008 - 30 Jan 2010
No
AA2941
CHONG HING BANK LIMITED
Type 4: advising on securities
27 Aug 2008 - 30 Jan 2010
No
AA2941
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Oct 2005 - 01 Jun 2008
No
AA2941
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Oct 2005 - 01 Jun 2008
No
AA2941
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
12 Nov 2003 - 14 Oct 2005
No
AA2941
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
12 Nov 2003 - 14 Oct 2005
No
AA2941
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
12 Nov 2003 - 06 Mar 2005
No
AA2941
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 02 Nov 2003
No
AA2941
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 02 Nov 2003
No
AA2941
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 02 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.