Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, CHOI FUNG AMY
Chinese Name of Relevant Individual
楊才鳳
HKMA Registration Number
AA2947
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2017 - 30 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2017 - 30 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2017 - 05 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2017 - 05 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2013 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2013 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2010 - 03 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2010 - 03 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
25 Mar 2010 - 03 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
07 Feb 2009 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2006 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, CHOI FUNG AMY
:
Chinese Name of Relevant Individual
楊才鳳
:
HKMA Registration Number
AA2947
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2947
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
07 Oct 2017 - 30 Dec 2020
No
AA2947
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
07 Oct 2017 - 30 Dec 2020
No
AA2947
ROYAL BANK OF CANADA
Type 1: dealing in securities
31 Jul 2017 - 05 Sep 2017
No
AA2947
ROYAL BANK OF CANADA
Type 4: advising on securities
31 Jul 2017 - 05 Sep 2017
No
AA2947
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
07 Sep 2013 - 26 Jan 2017
No
AA2947
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
07 Sep 2013 - 26 Jan 2017
No
AA2947
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Mar 2010 - 03 Jun 2013
No
AA2947
ABN AMRO BANK N.V.
Type 4: advising on securities
25 Mar 2010 - 03 Jun 2013
No
AA2947
ABN AMRO BANK N.V.
Type 9: asset management
25 Mar 2010 - 03 Jun 2013
No
AA2947
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
07 Feb 2009 - 31 Mar 2010
No
AA2947
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
07 Feb 2009 - 31 Mar 2010
No
AA2947
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
07 Feb 2009 - 31 Mar 2010
No
AA2947
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 20 Nov 2008
No
AA2947
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 20 Nov 2008
No
AA2947
CITIBANK, N.A.
Type 1: dealing in securities
24 Oct 2006 - 20 Nov 2008
No
AA2947
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Oct 2006 - 20 Nov 2008
No
AA2947
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2006 - 15 Oct 2006
No
AA2947
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2006 - 15 Oct 2006
No
AA2947
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 21 Mar 2006
No
AA2947
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 21 Mar 2006
No
AA2947
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.