Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, YUEN LING
Chinese Name of Relevant Individual
楊婉玲
HKMA Registration Number
AA2951
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Oct 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY GENERAL MANAGER, DEPUTY HEAD OF CONSUMER BANKING DIVISION
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Oct 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
DEPUTY GENERAL MANAGER, DEPUTY HEAD OF CONSUMER BANKING DIVISION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
SFC CE number
AAC155
Business Address
28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 May 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 May 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2018 - 10 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2018 - 10 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2006 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2006 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2005 - 05 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2005 - 05 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Apr 2005 - 05 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2004 - 24 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2004 - 24 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2004 - 24 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 04 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 04 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 04 Nov 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, YUEN LING
:
Chinese Name of Relevant Individual
楊婉玲
:
HKMA Registration Number
AA2951
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 Oct 2018
Yes
DEPUTY GENERAL MANAGER, DEPUTY HEAD OF CONSUMER BANKING DIVISION
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 Oct 2018
Yes
DEPUTY GENERAL MANAGER, DEPUTY HEAD OF CONSUMER BANKING DIVISION
Name of Registered Institution
SFC CE number
Business Address
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
AAC155
28/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2951
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
Since 11 May 2021
Yes
AA2951
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
Since 11 May 2021
Yes
AA2951
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 Oct 2018 - 10 May 2021
No
AA2951
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 Oct 2018 - 10 May 2021
No
AA2951
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Nov 2006 - 27 Aug 2018
No
AA2951
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Nov 2006 - 27 Aug 2018
No
AA2951
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Apr 2005 - 05 Nov 2006
No
AA2951
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Apr 2005 - 05 Nov 2006
No
AA2951
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Apr 2005 - 05 Nov 2006
No
AA2951
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Oct 2004 - 24 Jan 2005
No
AA2951
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Oct 2004 - 24 Jan 2005
No
AA2951
DAH SING BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2004 - 24 Jan 2005
No
AA2951
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 04 Nov 2004
No
AA2951
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 04 Nov 2004
No
AA2951
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 04 Nov 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.