Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

WONG, WANG FUNG

Chinese Name of Relevant Individual

黃宏鋒

HKMA Registration Number

AA2976

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

COUTTS & CO AG

Regulated Activity

Type 1: dealing in securities

Effective Period

16 Apr 2013 - 04 Feb 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

COUTTS & CO AG

Regulated Activity

Type 4: advising on securities

Effective Period

16 Apr 2013 - 04 Feb 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK SARASIN & CIE AG

Regulated Activity

Type 1: dealing in securities

Effective Period

09 Mar 2010 - 21 Nov 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK SARASIN & CIE AG

Regulated Activity

Type 4: advising on securities

Effective Period

09 Mar 2010 - 21 Nov 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Sep 2006 - 28 Feb 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 4: advising on securities

Effective Period

11 Sep 2006 - 28 Feb 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CHEKIANG FIRST BANK LTD

Regulated Activity

Type 1: dealing in securities

Effective Period

03 Aug 2003 - 18 May 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DAO HENG BANK LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 08 May 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DAO HENG BANK LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 08 May 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DAO HENG BANK LIMITED

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 08 May 2003

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

WONG, WANG FUNG

:

Chinese Name of Relevant Individual

黃宏鋒

:

HKMA Registration Number

AA2976

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA2976

COUTTS & CO AG

Type 1: dealing in securities

16 Apr 2013 - 04 Feb 2014

No

AA2976

COUTTS & CO AG

Type 4: advising on securities

16 Apr 2013 - 04 Feb 2014

No

AA2976

BANK SARASIN & CIE AG

Type 1: dealing in securities

09 Mar 2010 - 21 Nov 2011

No

AA2976

BANK SARASIN & CIE AG

Type 4: advising on securities

09 Mar 2010 - 21 Nov 2011

No

AA2976

HSBC PRIVATE BANK (SUISSE) SA

Type 1: dealing in securities

11 Sep 2006 - 28 Feb 2007

No

AA2976

HSBC PRIVATE BANK (SUISSE) SA

Type 4: advising on securities

11 Sep 2006 - 28 Feb 2007

No

AA2976

CHEKIANG FIRST BANK LTD

Type 1: dealing in securities

03 Aug 2003 - 18 May 2004

No

AA2976

DAO HENG BANK LIMITED

Type 1: dealing in securities

01 Apr 2003 - 08 May 2003

No

AA2976

DAO HENG BANK LIMITED

Type 4: advising on securities

01 Apr 2003 - 08 May 2003

No

AA2976

DAO HENG BANK LIMITED

Type 7: providing automated trading services

01 Apr 2003 - 08 May 2003

No