Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TAN KAN
Chinese Name of Relevant Individual
黃丹芹
HKMA Registration Number
AA2980
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2005 - 28 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2005 - 28 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 31 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TAN KAN
:
Chinese Name of Relevant Individual
黃丹芹
:
HKMA Registration Number
AA2980
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2980
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 20 Nov 2008
No
AA2980
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 20 Nov 2008
No
AA2980
CITIBANK, N.A.
Type 1: dealing in securities
06 Jun 2006 - 20 Nov 2008
No
AA2980
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Jun 2006 - 20 Nov 2008
No
AA2980
BARCLAYS BANK PLC
Type 4: advising on securities
18 Nov 2005 - 28 May 2006
No
AA2980
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Aug 2005 - 28 May 2006
No
AA2980
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 31 Jul 2005
No
AA2980
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 31 Jul 2005
No
AA2980
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.