Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, PO YEE
Chinese Name of Relevant Individual
黃寶兒
HKMA Registration Number
AA2986
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2017 - 08 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2017 - 08 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Jul 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2014 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2014 - 30 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2010 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
25 Mar 2010 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2006 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
06 Nov 2006 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 27
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, PO YEE
:
Chinese Name of Relevant Individual
黃寶兒
:
HKMA Registration Number
AA2986
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
17 Oct 2020
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
17 Oct 2020
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 4: advising on securities
17 Oct 2020
No
STAFF OF WEALTH MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
17 Oct 2020
No
STAFF OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2986
LGT BANK AG
Type 1: dealing in securities
Since 17 Oct 2020
No
AA2986
LGT BANK AG
Type 2: dealing in futures contracts
Since 17 Oct 2020
No
AA2986
LGT BANK AG
Type 4: advising on securities
Since 17 Oct 2020
No
AA2986
LGT BANK AG
Type 5: advising on futures contracts
Since 17 Oct 2020
No
AA2986
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
31 Oct 2017 - 08 Oct 2020
No
AA2986
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
31 Oct 2017 - 08 Oct 2020
No
AA2986
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Jul 2017 - 26 Sep 2017
No
AA2986
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
25 Jul 2017 - 26 Sep 2017
No
AA2986
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
06 Nov 2014 - 30 Jun 2017
No
AA2986
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
06 Nov 2014 - 30 Jun 2017
No
AA2986
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Oct 2014 - 31 Oct 2014
No
AA2986
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Mar 2010 - 31 Oct 2014
No
AA2986
ABN AMRO BANK N.V.
Type 9: asset management
25 Mar 2010 - 18 May 2014
No
AA2986
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
06 Nov 2006 - 31 Mar 2010
No
AA2986
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
06 Nov 2006 - 31 Mar 2010
No
AA2986
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
25 Oct 2006 - 06 Nov 2006
No
AA2986
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Oct 2005 - 01 Nov 2006
No
AA2986
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Oct 2005 - 01 Nov 2006
No
AA2986
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2005 - 09 Oct 2005
No
AA2986
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2005 - 09 Oct 2005
No
AA2986
BANK OF AMERICA (ASIA) LIMITED
Type 1: dealing in securities
19 Oct 2004 - 20 Apr 2005
No
AA2986
BANK OF AMERICA (ASIA) LIMITED
Type 4: advising on securities
19 Oct 2004 - 20 Apr 2005
No
AA2986
BANK OF AMERICA (ASIA) LIMITED
Type 7: providing automated trading services
19 Oct 2004 - 06 Mar 2005
No
AA2986
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
05 Jun 2004 - 27 Jul 2004
No
AA2986
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 04 Oct 2003
No
AA2986
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 04 Oct 2003
No
AA2986
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 04 Oct 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.