Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, LAI KWAN
Chinese Name of Relevant Individual
黃麗君
HKMA Registration Number
AA2995
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
01 Nov 2008 - 01 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2009 - 26 May 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2008 - 18 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2007 - 14 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2007 - 14 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 14 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, LAI KWAN
:
Chinese Name of Relevant Individual
黃麗君
:
HKMA Registration Number
AA2995
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA2995
HONG LEONG BANK BERHAD
Type 9: asset management
01 Nov 2008 - 01 Jun 2010
No
AA2995
HONG LEONG BANK BERHAD
Type 1: dealing in securities
19 Aug 2009 - 26 May 2010
Yes
AA2995
HONG LEONG BANK BERHAD
Type 1: dealing in securities
25 Mar 2008 - 18 Aug 2009
No
AA2995
CHONG HING BANK LIMITED
Type 1: dealing in securities
22 Sep 2007 - 14 Mar 2008
No
AA2995
CHONG HING BANK LIMITED
Type 4: advising on securities
22 Sep 2007 - 14 Mar 2008
No
AA2995
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 14 Jan 2007
No
AA2995
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 14 Jan 2007
No
AA2995
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.